Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brittany Michelle Phipps | 6659525 | 1 | 02/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brady Hertel | 7008943 | 1 | 02/11/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Cameron | 7233535 | 1 | 01/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Lynn Jones | 1888827 | 7 | 01/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer L Rosario | 6748300 | 1 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Henderson | 6436062 | 2 | 01/21/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Charles B Galligan | 6653628 | 1 | 11/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katerina Carlie Soto | 7064392 | 1 | 10/20/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Scibelli | 2846721 | 7 | 08/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dillon Broderick | 5809282 | 2 | 08/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |