Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie Anne Caldwell | 2747391 | 3 | 03/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 03/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda May Guthrie | 6725546 | 3 | 03/13/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda May Guthrie | 6725546 | 3 | 03/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Anne Caldwell | 2747391 | 3 | 02/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Marie Nash | 6562666 | 4 | 02/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey Royal | 7681056 | 1 | 02/15/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie Anne Caldwell | 2747391 | 3 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher D'Espinosa | 5231006 | 1 | 01/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Elizabeth Lord | 7713223 | 3 | 01/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |