Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Rosario-Dejesus | 5973598 | 3 | 10/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Orisma | 6628991 | 1 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janai Margarita Holland | 6714453 | 1 | 09/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tia Sheree' Carrington | 6494349 | 2 | 09/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessica Rosario-Dejesus | 5973598 | 3 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Zolfaghari | 2735719 | 6 | 08/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Zolfaghari | 2735719 | 6 | 08/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Zolfaghari | 2735719 | 6 | 08/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina V Williams | 7238074 | 3 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |