Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Maestas | 7683922 | 1 | 12/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aisha Hassan Joseph-Endeley | 7052095 | 1 | 11/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Joseph Zolfaghari | 2735719 | 6 | 11/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jourdan Ulmer | 7408942 | 6 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jourdan Ulmer | 7408942 | 6 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jourdan Ulmer | 7408942 | 6 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jourdan Ulmer | 7408942 | 6 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jourdan Ulmer | 7408942 | 6 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jourdan Ulmer | 7408942 | 6 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Pittman | 7578298 | 1 | 10/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |