Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denise Michelle McGonigle-Stanley | 6698705 | 5 | 07/05/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David A Whelan | 5354825 | 1 | 06/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tia Sheree' Carrington | 6494349 | 2 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Michelle McGonigle-Stanley | 6698705 | 5 | 06/05/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Denise Michelle McGonigle-Stanley | 6698705 | 5 | 05/31/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Zolfaghari | 2735719 | 6 | 04/12/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Zolfaghari | 2735719 | 6 | 04/04/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Troy Douglas Olson | 6737340 | 1 | 04/03/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kendrick Crockett | 7662672 | 1 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lataura Wilson | 6904155 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |