Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jeffrey Bergman | 4271933 | 1 | 12/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eva Craine Rivas | 4860878 | 2 | 12/03/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Eva Craine Rivas | 4860878 | 2 | 12/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Herbert Grant | 3134983 | 1 | 11/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shiloh Marie Wyatt | 5553465 | 1 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Lewis Kinney | 7053133 | 1 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Tejada Flores | 5443316 | 3 | 11/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Raphael Lucchesi | 5338977 | 2 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Clark | 7387123 | 1 | 10/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Meghan Elizabeth Seabury | 3116768 | 3 | 08/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |