Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rayshell Gay | 6466760 | 1 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derrick Roman Dahl | 6252548 | 2 | 03/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Caleb Millsap | 7496315 | 2 | 03/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Marie Songer | 6002530 | 2 | 02/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Huerta | 6696331 | 1 | 02/21/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alex Headley | 6729827 | 1 | 01/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Sampson | 4520624 | 1 | 01/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Carol Dieppa | 6714227 | 1 | 01/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Robert Lauria | 2655566 | 1 | 01/01/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Derrick Roman Dahl | 6252548 | 2 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |