Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katrina V Williams | 7238074 | 3 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kammi Werner | 7733000 | 2 | 06/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denise Michelle McGonigle-Stanley | 6698705 | 5 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Robert Colleoni | 5625233 | 1 | 06/19/2019 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Elaine Regina Chambers | 4608645 | 1 | 06/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Jarosinski | 7147828 | 1 | 06/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Lynn Whitt | 6419608 | 1 | 05/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Marie Songer | 6002530 | 2 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sally Deborah Margagnoni | 3029568 | 1 | 04/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Richard Gray | 4504661 | 1 | 04/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |