Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abigail Brown | 6870553 | 1 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Francis Occhinto | 4049236 | 1 | 12/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deandra Clerigo | 6618508 | 1 | 12/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tyana Shontay Golden | 7539421 | 1 | 12/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles W Coffey | 2900325 | 1 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Marie Collick | 6648469 | 1 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Randall | 7561783 | 1 | 10/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amanda May Guthrie | 6725546 | 3 | 09/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Dan Collins | 7704009 | 1 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittney Rose Whatley | 5993976 | 3 | 08/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |