Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Elliott Sellar | 5685897 | 3 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erron Manning Ford | 7368833 | 1 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vinh do | 5410292 | 1 | 06/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Francis Gilligan | 6280382 | 1 | 05/18/2020 | Customer Dispute | Denied | $30,173.00 | $0.00 | See FINRA Report |
| Meghan Elizabeth Seabury | 3116768 | 3 | 05/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Lynn Teter | 4283642 | 1 | 04/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Elliott Sellar | 5685897 | 3 | 04/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Kathleen Astgen | 7245929 | 1 | 02/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Trifone | 5991007 | 6 | 02/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Tejada Flores | 5443316 | 3 | 01/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |