Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denise Michelle McGonigle-Stanley | 6698705 | 5 | 12/22/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carleton F Ellis | 6562250 | 1 | 05/31/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |