Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jenifer May Carlson | 5586022 | 8 | 02/04/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 02/04/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Rosario-Dejesus | 5973598 | 3 | 10/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 07/28/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 05/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 04/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Teter | 4283642 | 1 | 04/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicole Kathleen Astgen | 7245929 | 1 | 02/28/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sarah Randall | 7561783 | 1 | 10/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |