Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lorenzo Chavez | 6257392 | 3 | 04/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John James Lopez | 5335751 | 2 | 05/14/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Alan Goodrich | 5879836 | 1 | 09/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John James Lopez | 5335751 | 2 | 09/09/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy Marie Smith-Mann | 6067613 | 2 | 05/19/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Calvin Hagen | 5460150 | 1 | 02/13/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Broc Anthony Taylor | 5491443 | 1 | 01/14/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dawn Janine Parris | 5244673 | 1 | 05/05/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |