Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Fredrick Guest | 6898964 | 4 | 04/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Fredrick Guest | 6898964 | 4 | 03/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Barry | 1979991 | 1 | 12/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Fredrick Guest | 6898964 | 4 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joyce Dean | 6592313 | 1 | 11/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Meghan Elizabeth Seabury | 3116768 | 3 | 05/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Tejada Flores | 5443316 | 3 | 01/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elaine Regina Chambers | 4608645 | 1 | 06/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derrick Roman Dahl | 6252548 | 2 | 03/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeff Sampson | 4520624 | 1 | 01/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |