Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Trifone | 5991007 | 6 | 07/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Trifone | 5991007 | 6 | 07/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Mathias Theroux | 6946318 | 1 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Trifone | 5991007 | 6 | 05/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Trifone | 5991007 | 6 | 04/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lola A Lach | 5513356 | 1 | 04/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Trifone | 5991007 | 6 | 02/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 02/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 02/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 02/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |