Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shalonda Joshlyn Johnson-Funny | 7045907 | 1 | 10/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Shaquina Artavia Smith | 6529500 | 2 | 09/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |