Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin John Schlader | 4947459 | 1 | 06/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Richard Buell | 4764299 | 2 | 04/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Burdick | 7039844 | 1 | 11/12/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Joseph Hamel | 5217011 | 1 | 07/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Donald Hoy | 4610667 | 1 | 07/03/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Alexander Zechella | 5397173 | 1 | 02/26/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Mitchem | 6056809 | 1 | 12/04/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peggy Joan Hastings | 4358208 | 1 | 11/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph James Ruiz | 5899118 | 1 | 05/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Stockbridge | 4154621 | 1 | 12/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |