Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lataura Wilson | 6904155 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleb Millsap | 7496315 | 2 | 02/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott David Graves | 4408090 | 1 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sim E Flynn | 6588161 | 1 | 01/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha L Clyne-Roland | 5400397 | 1 | 01/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Lipari | 4763673 | 1 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Maestas | 7683922 | 1 | 12/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Zolfaghari | 2735719 | 6 | 11/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jourdan Ulmer | 7408942 | 6 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Jourdan Ulmer | 7408942 | 6 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |