Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kayla Marie Songer | 6002530 | 2 | 02/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Headley | 6729827 | 1 | 01/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Carol Dieppa | 6714227 | 1 | 01/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jeffrey Bergman | 4271933 | 1 | 12/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eva Craine Rivas | 4860878 | 2 | 12/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shiloh Marie Wyatt | 5553465 | 1 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Lewis Kinney | 7053133 | 1 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Raphael Lucchesi | 5338977 | 2 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tia Sheree' Carrington | 6494349 | 2 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kendrick Crockett | 7662672 | 1 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |