Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vinh do | 5410292 | 1 | 06/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Elliott Sellar | 5685897 | 3 | 04/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Trifone | 5991007 | 6 | 02/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Brown | 6870553 | 1 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Francis Occhinto | 4049236 | 1 | 12/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyana Shontay Golden | 7539421 | 1 | 12/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles W Coffey | 2900325 | 1 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Marie Collick | 6648469 | 1 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda May Guthrie | 6725546 | 3 | 09/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Dan Collins | 7704009 | 1 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |