Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Dawna Marschel | 4952641 | 1 | 11/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shiloh Marie Wyatt | 5553465 | 1 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Asahia Normica Smith | 6260068 | 2 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tia Sheree' Carrington | 6494349 | 2 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jack Lee | 6920821 | 1 | 05/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Asahia Normica Smith | 6260068 | 2 | 04/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lataura Wilson | 6904155 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott David Graves | 4408090 | 1 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie John Crosby | 5288827 | 1 | 01/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tami Lynn Snow | 5822013 | 4 | 01/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |