Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katrina V Williams | 7238074 | 3 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dillon Broderick | 5809282 | 2 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Michelle McGonigle-Stanley | 6698705 | 5 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Marie Songer | 6002530 | 2 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sally Deborah Margagnoni | 3029568 | 1 | 04/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Justin Nieto | 6946319 | 2 | 04/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rayshell Gay | 6466760 | 1 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Marie Songer | 6002530 | 2 | 02/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Carol Dieppa | 6714227 | 1 | 01/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eva Craine Rivas | 4860878 | 2 | 12/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |