Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandy J Magdalino | 5866823 | 5 | 03/08/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Ann Spear | 5602430 | 3 | 03/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Ann Spear | 5602430 | 3 | 03/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Ann Spear | 5602430 | 3 | 03/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy J Magdalino | 5866823 | 5 | 03/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raul Mier | 6943179 | 2 | 03/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Bye Ruddy | 1848573 | 2 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Bye Ruddy | 1848573 | 2 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Endri Alfaro | 6310855 | 1 | 02/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Byron Vahn Ingram | 1676504 | 1 | 02/20/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |