Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Audrey Claire Barrett | 6251288 | 3 | 06/13/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy J Magdalino | 5866823 | 5 | 06/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Denine Williams | 6781365 | 2 | 05/18/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnnie Robert Harris | 6250409 | 1 | 05/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Corral | 1537672 | 1 | 05/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Alexander Horning | 4137103 | 1 | 04/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Audrey Claire Barrett | 6251288 | 3 | 04/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Lynn Jones | 4797137 | 1 | 03/29/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Rose Ammenhauser | 6066447 | 1 | 03/29/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monisha Garcia | 7623956 | 1 | 03/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |