Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erwin Brent Gant | 2231488 | 1 | 12/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Daniel Ray Moses | 5404985 | 1 | 12/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mildred Cartagena | 6318548 | 2 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Burns | 4874178 | 3 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 10/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allan W Musamali | 4492661 | 1 | 08/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Jo Schertz | 6343979 | 1 | 08/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morgan Rachel Cavender | 6544767 | 1 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Errol Guerra | 2985779 | 1 | 07/07/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Joyce Wyatt | 7183908 | 1 | 07/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |