Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robyn S Hawkins | 5921346 | 2 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shalonda Joshlyn Johnson-Funny | 7045907 | 2 | 10/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaquina Artavia Smith | 6529500 | 2 | 09/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arleasha Lynn Mays | 7197358 | 1 | 09/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Lynn Eslick | 4736359 | 1 | 08/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alicia Ann Coleman | 2034029 | 1 | 07/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim-Marie Black | 5263183 | 2 | 06/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Feliciano de Jesus Gonzalez | 2949091 | 4 | 06/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sifredo Asencio | 2540287 | 1 | 06/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Jo Schertz | 6343979 | 3 | 06/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |