Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas May | 3269143 | 2 | 06/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Dexter Wiseheart | 6327406 | 1 | 06/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Junior Castro | 6560681 | 1 | 06/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Causey Nero | 6840764 | 1 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Denine Williams | 6781365 | 1 | 05/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Rufino Ruiz | 6579137 | 1 | 04/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Darwin Coyhis | 1959363 | 1 | 03/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Jason Sanford | 6272145 | 3 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Willard | 6814409 | 1 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Che Bailey | 3159098 | 1 | 01/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |