Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Jason Sanford | 6272145 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Leonard Pavia | 5840146 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Jason Sanford | 6272145 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Thomas Doucette | 4700517 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Feliciano de Jesus Gonzalez | 2949091 | 4 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Feliciano de Jesus Gonzalez | 2949091 | 4 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Marie McHugh | 4180727 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Aburto | 4934773 | 1 | 11/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Antonia Torres | 7311413 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy J Magdalino | 5866823 | 5 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |