Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colin Angele | 5631236 | 1 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Anne Brazeal | 6569732 | 1 | 03/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Jason Sanford | 6272145 | 3 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Willard | 6814409 | 1 | 02/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason King | 4296683 | 2 | 01/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Che Bailey | 3159098 | 1 | 01/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Daniel Ray Moses | 5404985 | 2 | 12/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mildred Cartagena | 6318548 | 2 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Burns | 4874178 | 2 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Trimbach | 2358928 | 2 | 08/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |