Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katrina V Williams | 7238074 | 3 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tao Chin | 4207342 | 1 | 03/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Olivia Smith | 6863565 | 1 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Bohnenkamp | 7286738 | 1 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Kay McLain | 6109658 | 1 | 11/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |