Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lee Stephens | 5033006 | 1 | 04/02/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clifford Paul Beck | 3011406 | 1 | 06/22/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arnulfo Gracia | 4327199 | 1 | 07/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darryl Keith Goolsby | 4769740 | 1 | 02/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas May | 3269143 | 2 | 01/11/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Zach Carey | 3110546 | 1 | 03/28/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Darell English | 5425707 | 2 | 09/19/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Leslie Baru | 1722032 | 6 | 02/13/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |