Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Brian Eilen | 2457226 | 2 | 06/01/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Mark Goldfarb | 5012141 | 1 | 03/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deborah Winfree | 1270499 | 2 | 02/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Patrick Condon | 1509122 | 1 | 02/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Richard Kelley | 2365845 | 1 | 09/11/2000 | Customer Dispute | Denied | $6,344.46 | $0.00 | See FINRA Report |