Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 02/04/1998 | Customer Dispute | Settled | $4,200.00 | $0.00 | See FINRA Report |
| Robert Michael Porpora | 1808926 | 1 | 10/06/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 12/11/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Dean Comstock | 817699 | 1 | 05/09/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 11/30/-0001 | Customer Dispute | Settled | $140,585.00 | $0.00 | See FINRA Report |