Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Dale Ragland | 6608274 | 1 | 03/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Raphael Lucchesi | 5338977 | 2 | 11/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason John Weston | 5273127 | 1 | 09/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Ross Frodin | 5337634 | 1 | 05/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Francis Didier | 5950612 | 2 | 03/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Richard Ryther | 6200581 | 1 | 03/06/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Williams | 6489917 | 1 | 03/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Leigh Billhymer | 6562265 | 1 | 02/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Francis Didier | 5950612 | 2 | 10/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Matthew Lock | 4811228 | 1 | 10/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |