Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Benjamin Clark | 6648799 | 1 | 08/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Morris | 5802449 | 1 | 10/12/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Michael Montgomery | 6346571 | 1 | 07/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lester | 5802672 | 1 | 01/21/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oscar Alejandro Rodriguez | 6277999 | 2 | 11/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renee Lander-Ruff | 2169423 | 1 | 09/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nilay Jariwala | 5337805 | 1 | 08/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle David Certo | 7424005 | 1 | 08/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oscar Alejandro Rodriguez | 6277999 | 2 | 07/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martina Ady | 7213118 | 1 | 05/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |