Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oscar Alejandro Rodriguez | 6277999 | 2 | 07/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martina Ady | 7213118 | 1 | 05/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason John Weston | 5273127 | 1 | 09/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Ross Frodin | 5337634 | 1 | 05/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Richard Ryther | 6200581 | 1 | 03/06/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Leigh Billhymer | 6562265 | 1 | 02/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Matthew Lock | 4811228 | 1 | 10/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erin Theresa Collins | 5054969 | 2 | 09/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Liegel | 1717453 | 1 | 08/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erin Theresa Collins | 5054969 | 2 | 07/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |