Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Torre | 4939991 | 1 | 05/13/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heber Luis Lopez | 7486039 | 1 | 02/27/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wanda L Sosa | 7071812 | 3 | 12/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter John Lesiczka | 5764493 | 1 | 10/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Aaron Lowy | 6562210 | 1 | 06/08/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Klostermann | 5939715 | 1 | 04/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan C Hyde | 7062752 | 1 | 03/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matt Holland Zubiel | 6254197 | 1 | 02/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jayme Allen Nawrocki | 6681623 | 1 | 01/14/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheldon Montez Harden | 5917957 | 1 | 11/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |