Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kris Al Kienzle | 2797805 | 1 | 03/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judd Aaron Norman | 1484772 | 1 | 04/01/1989 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Kevin Kenneth Carter | 1466159 | 3 | 10/20/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Kenneth Carter | 1466159 | 3 | 10/20/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |