Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wallace Edward Sutton | 1240377 | 1 | 05/31/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Davis Kowal | 817643 | 3 | 03/20/2001 | Customer Dispute | Settled | $117,000.00 | $0.00 | See FINRA Report |
| Matthew Craig Queen | 4136265 | 2 | 11/04/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lawrence Osiwala | 2233338 | 3 | 11/04/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Martin Campbell | 1057931 | 1 | 09/16/1997 | Customer Dispute | Denied | $19,238.20 | $0.00 | See FINRA Report |
| William Joseph Jones | 1943251 | 1 | 08/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christian Raul Cordoba | 2271129 | 1 | 04/24/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Charles Foreman | 857241 | 1 | 10/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Fuerst | 1932131 | 3 | 05/02/1996 | Customer Dispute | Settled | $18,823.00 | $0.00 | See FINRA Report |
| Mitchell Craig Voss | 1029100 | 3 | 01/29/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |