Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Lawrence Osiwala | 2233338 | 3 | 06/07/2016 | Customer Dispute | Closed-No Action | $42,356.00 | $0.00 | See FINRA Report |
| Victoria Ann Wilk | 5463719 | 1 | 03/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle Miller Dunn | 5881484 | 1 | 01/29/2015 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Ryan Steven Watt | 4931813 | 2 | 12/30/2013 | Customer Dispute | Denied | $6,601.96 | $0.00 | See FINRA Report |
| Michael Shane Barber | 5028934 | 4 | 01/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Steven Watt | 4931813 | 2 | 06/15/2012 | Customer Dispute | Denied | $63,565.00 | $0.00 | See FINRA Report |
| David Alan Sentnor | 3024755 | 2 | 05/15/2012 | Customer Dispute | Settled | $14,310.00 | $0.00 | See FINRA Report |
| Susan Carol Agiert | 1056989 | 1 | 05/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracy Aaron Zullo | 4293982 | 3 | 04/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Shane Barber | 5028934 | 4 | 03/21/2011 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |