Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Stephen Sabol | 4419285 | 2 | 08/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Arthur Damiani | 5669491 | 1 | 08/01/2019 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Lan Cohen | 1424275 | 3 | 08/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mitchell Craig Voss | 1029100 | 3 | 08/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron T Jasper | 5016734 | 2 | 08/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Taylor Godke | 1733673 | 4 | 03/12/2019 | Customer Dispute | Denied | $135,000.00 | $0.00 | See FINRA Report |
| Julie Lan Cohen | 1424275 | 3 | 02/14/2019 | Customer Dispute | Award / Judgment | $0.00 | $727,000.00 | See FINRA Report |
| Kenneth Lawrence Osiwala | 2233338 | 3 | 06/13/2018 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Dennis Gerard Hennessy | 1088298 | 2 | 12/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Gerard Hennessy | 1088298 | 2 | 12/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |