Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cathy Ann Reinhardt | 1138937 | 2 | 03/11/2008 | Customer Dispute | Settled | $80,294.00 | $0.00 | See FINRA Report |
| Jonathan Mark Fairbanks | 1237500 | 2 | 02/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tracy Aaron Zullo | 4293982 | 3 | 03/09/2006 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Michael Scott Weisman | 1286276 | 1 | 04/12/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cathy Ann Reinhardt | 1138937 | 2 | 09/20/2004 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| James Craig Coleman | 1128419 | 2 | 01/23/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Kenneth Carter | 1466159 | 3 | 01/22/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Sentnor | 3024755 | 2 | 07/22/2002 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Bunting | 3027960 | 2 | 04/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Davis Kowal | 817643 | 3 | 11/19/2001 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |