Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Steven Watt | 4931813 | 2 | 06/15/2012 | Customer Dispute | Denied | $63,565.00 | $0.00 | See FINRA Report |
| David Alan Sentnor | 3024755 | 2 | 05/15/2012 | Customer Dispute | Settled | $14,310.00 | $0.00 | See FINRA Report |
| Tracy Aaron Zullo | 4293982 | 3 | 04/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Shane Barber | 5028934 | 4 | 03/21/2011 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Fuerst | 1932131 | 3 | 10/08/2009 | Customer Dispute | Denied | $207,107.00 | $0.00 | See FINRA Report |
| Michael Shane Barber | 5028934 | 4 | 09/03/2009 | Customer Dispute | Denied | $46,528.00 | $0.00 | See FINRA Report |
| Ford Christopher Droegemueller | 2117678 | 1 | 04/14/2009 | Customer Dispute | Settled | $24,873.00 | $0.00 | See FINRA Report |
| Michael Shane Barber | 5028934 | 4 | 03/13/2009 | Customer Dispute | Denied | $48,434.10 | $0.00 | See FINRA Report |
| Bruce Taylor Godke | 1733673 | 4 | 12/16/2008 | Customer Dispute | Settled | $16,255.20 | $0.00 | See FINRA Report |
| Mitchell Lawrence Stein | 4928458 | 1 | 11/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |