Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pickwick Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Yavner | 2814561 | 2 | 09/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Yavner | 2814561 | 2 | 08/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Walter McGowan | 1712400 | 2 | 05/31/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Walter McGowan | 1712400 | 2 | 04/09/1992 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| John Kevin Stroh | 1332600 | 7 | 09/17/1990 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Kevin Stroh | 1332600 | 7 | 09/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Kevin Stroh | 1332600 | 7 | 12/30/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Kevin Stroh | 1332600 | 7 | 10/15/1987 | Customer Dispute | Settled | $16,050.00 | $0.00 | See FINRA Report |
| John Kevin Stroh | 1332600 | 7 | 08/12/1987 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |