Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pickwick Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Swain | 1258348 | 2 | 03/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrinamarie Ku Cokeng | 4566586 | 2 | 02/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Emmanuel Rooney | 5977635 | 1 | 01/18/2014 | Customer Dispute | Denied | $14,666.00 | $0.00 | See FINRA Report |
| Allison Read Walk | 4835018 | 1 | 09/05/2012 | Customer Dispute | Settled | $2,024,440.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Marinangel | 1646879 | 2 | 07/05/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Katrinamarie Ku Cokeng | 4566586 | 2 | 01/26/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Elizabeth Marinangel | 1646879 | 2 | 03/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Swain | 1258348 | 2 | 04/23/2009 | Customer Dispute | Denied | $1,182,180.00 | $0.00 | See FINRA Report |
| Michael Scott Yavner | 2814561 | 2 | 09/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Yavner | 2814561 | 2 | 08/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |