Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dawson Keyser | 1291503 | 4 | 07/03/1995 | Customer Dispute | Settled | $20,440.50 | $0.00 | See FINRA Report |
| John Timothy Keyser | 1444702 | 5 | 01/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter George Ruggiere | 2248318 | 6 | 09/12/1994 | Customer Dispute | Award / Judgment | $286,911.00 | $6,403.00 | See FINRA Report |
| Michael Christopher Rypl | 2207834 | 2 | 01/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Hershel Weinstein | 1370869 | 1 | 03/22/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dawson Keyser | 1291503 | 4 | 10/31/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jay Andrew Skolnick | 1183425 | 1 | 03/26/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |