Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Russell Curtis | 1402285 | 7 | 08/30/2017 | Customer Dispute | Denied | $4,952,610.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 08/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 06/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 05/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 02/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlo Wayne Corzine | 1928723 | 4 | 06/22/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Dominic Joseph Linsalata | 2703709 | 3 | 10/20/2015 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 10/05/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |