Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Timothy Keyser | 1444702 | 5 | 07/24/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Reda | 2373567 | 4 | 07/06/2001 | Customer Dispute | Settled | $152,038.00 | $0.00 | See FINRA Report |
| Ernest Charles Robinson | 2730058 | 4 | 05/31/2001 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Joseph Reda | 2373567 | 4 | 10/23/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert Dawson Keyser | 1291503 | 4 | 07/03/1995 | Customer Dispute | Settled | $20,440.50 | $0.00 | See FINRA Report |