Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Aulicino | 1225947 | 1 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Robert Dawson Keyser | 1291503 | 4 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Rebecca Jane Belicek | 2106922 | 1 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |