Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Jo Clark | 1182667 | 13 | 03/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Richard Fox | 1564765 | 6 | 02/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Richard Fox | 1564765 | 6 | 03/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Richard Fox | 1564765 | 6 | 04/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Richard Fox | 1564765 | 6 | 10/08/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Timothy Keyser | 1444702 | 5 | 01/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |