Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Jo Clark | 1182667 | 13 | 02/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 06/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 03/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 10/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 08/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 06/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 05/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |