Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Timothy Keyser | 1444702 | 5 | 01/11/2010 | Customer Dispute | Closed-No Action | $650,000.00 | $0.00 | See FINRA Report |
| Joseph Reda | 2373567 | 4 | 08/31/2006 | Customer Dispute | Closed-No Action | $83,000.00 | $0.00 | See FINRA Report |
| John Timothy Keyser | 1444702 | 5 | 07/24/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter George Ruggiere | 2248318 | 6 | 05/23/2005 | Customer Dispute | Closed-No Action | $98,785.00 | $0.00 | See FINRA Report |
| Peter George Ruggiere | 2248318 | 6 | 02/24/2003 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| John Timothy Keyser | 1444702 | 5 | 02/17/2002 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Joseph Reda | 2373567 | 4 | 07/06/2001 | Customer Dispute | Settled | $152,038.00 | $0.00 | See FINRA Report |
| Ernest Charles Robinson | 2730058 | 4 | 05/31/2001 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Joseph Reda | 2373567 | 4 | 10/23/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 06/20/1997 | Customer Dispute | Award / Judgment | $0.00 | $12,500.00 | See FINRA Report |