Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter George Ruggiere | 2248318 | 6 | 11/07/2017 | Customer Dispute | Denied | $34,869.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 08/30/2017 | Customer Dispute | Denied | $4,952,610.00 | $0.00 | See FINRA Report |
| Carlo Wayne Corzine | 1928723 | 4 | 06/22/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Dominic Joseph Linsalata | 2703709 | 3 | 10/20/2015 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 10/05/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 09/21/2015 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Carlo Wayne Corzine | 1928723 | 4 | 09/02/2015 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Thomas Richard Fox | 1564765 | 6 | 04/18/2011 | Customer Dispute | Settled | $172,000.00 | $0.00 | See FINRA Report |
| Thomas Richard Fox | 1564765 | 6 | 02/09/2011 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 07/19/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |