Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Russell Curtis | 1402285 | 7 | 06/20/1997 | Customer Dispute | Award / Judgment | $0.00 | $12,500.00 | See FINRA Report |
| Peter George Ruggiere | 2248318 | 6 | 09/12/1994 | Customer Dispute | Award / Judgment | $286,911.00 | $6,403.00 | See FINRA Report |