Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dawson James Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Aulicino | 1225947 | 1 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Robert Dawson Keyser | 1291503 | 4 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Rebecca Jane Belicek | 2106922 | 1 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Robert Dawson Keyser | 1291503 | 4 | 04/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlo Wayne Corzine | 1928723 | 4 | 12/27/2023 | Customer Dispute | Withdrawn | $15,880.00 | $0.00 | See FINRA Report |
| Karen Jo Clark | 1182667 | 13 | 03/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dominic Joseph Linsalata | 2703709 | 3 | 02/13/2020 | Customer Dispute | Settled | $670,237.00 | $0.00 | See FINRA Report |
| Peter George Ruggiere | 2248318 | 6 | 02/13/2020 | Customer Dispute | Settled | $23,327.00 | $0.00 | See FINRA Report |
| Ernest Charles Robinson | 2730058 | 4 | 02/05/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Russell Curtis | 1402285 | 7 | 11/08/2019 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |