Our Staff has compiled our research into a database of FINRA Broker Disclosures for SP Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Mark Lawyer | 2396647 | 1 | 11/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Arthur Donnelly | 1548556 | 1 | 02/23/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Christian Baker | 502110 | 1 | 10/30/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |